Yourfirm'scompliancerulebook, enforced automatically.
Upload your written supervisory procedures, social-media policy, restricted-securities list, and blackout calendar. Compliance Co-Pilot reads them once, then checks every outreach draft against your firm's rules before it leaves the platform — with a citation-backed audit trail your CCO can export to regulators on demand.
Every advisor-tech purchase is approved (or killed) by Compliance.
The SEC's 2022 Marketing Rule made every advisor communication a regulated artifact. Your firm's WSP probably already restricts what advisors can put on LinkedIn, what disclosures every email requires, which prospects are off-limits because of held-away accounts or M&A relationships, and which weeks of the year are blackout periods.
The result: most advisors export prospect lists, write the email, then sit on it for two days waiting for a CCO review — and the filing-detected lead-time advantage evaporates.
Compliance Co-Pilot closes the gap.Your CCO uploads the rulebook once. After that, every draft Core Growth AI generates (or Outreach Engine sends) gets screened against your firm's rules in seconds — with the specific rule cited on every verdict.
Six layers of policy enforcement.
Policy ingestion
Upload PDFs — Written Supervisory Procedures, social-media policy, restricted lists, gift/entertainment limits. Claude reads each one and extracts the operational rules into a structured policy library. You review and confirm the extraction.
Channel restrictions
What can go over LinkedIn vs email vs SMS vs voicemail. Some firms ban unsolicited DMs entirely; some require a pre-existing relationship; some require disclosures specific to each channel.
Content checks
Prohibited language ("guaranteed," "no risk," performance claims), required disclosures (Form ADV reference, fee structure), brand voice and forbidden terms — checked on every draft before it leaves the platform.
Restricted list enforcement
Upload the firm's no-solicit list, M&A advisory client list, held-away-account list. Compliance Co-Pilot blocks outreach to anyone matching — with the rule cited.
Blackout windows
Earnings blackouts (you can't solicit a public-company insider during their window), IPO quiet periods, post-merger cooling-off. Calendar-driven — flags drafts that would land inside a blackout.
Audit-grade trail
Every check logged: draft text, rule cited (page of the source PDF), timestamp, verdict (approved / needs review / blocked). Quarterly export ready to hand to your CCO or a regulator.
Three verdicts. Every one cites the rule.
Compliance Co-Pilot doesn't hide its reasoning. Every approval, review-request, or block points to the specific page of the specific policy that drove the verdict — so your advisor and your CCO both see the same logic.
Included with every Core Growth AI plan.
Compliance Co-Pilot ships as part of the platform — Solo, Team, and Enterprise all include the full enforcement stack at no additional cost. No separate line item, no per-screen metering.
Every plan ships with the full enforcement stack
Policy ingestion, channel restrictions, content checks, restricted-list enforcement, blackout windows, and the audit trail — all included on Solo, Team, and Enterprise.
Onboarding the first 15 firms now.
The policy-extraction layer needs real WSPs to dial in cleanly, so we're onboarding pilot firms hand-by-hand. CCOs welcome. Drop your email and we'll reach out as slots open.
Or email hello@coregrowthai.com directly with your firm name + CCO contact.